UNITED STATES Check the appropriate box to designate the rule
pursuant to which this Schedule is filed: o Rule 13d-1(b) þ Rule 13d-1(c) o Rule 13d-1(d) The remainder of this cover page shall be filled
out for a reporting persons initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the notes).
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
SCHEDULE 13G
Under the Securities Exchange Act of
1934
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
2 |
of |
17 |
1 |
NAMES OF REPORTING PERSONS
Integrated Core Strategies (US) LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- | |
6 |
SHARED VOTING POWER 69,465 | ||
7 |
SOLE DISPOSITIVE POWER -0- | ||
8 |
SHARED DISPOSITIVE
POWER 69,465 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 69,465 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 0.3% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
3 |
of |
17 |
1 |
NAMES OF REPORTING PERSONS
Integrated Assets II LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- | |
6 |
SHARED VOTING POWER 498,231 | ||
7 |
SOLE DISPOSITIVE POWER -0- | ||
8 |
SHARED DISPOSITIVE
POWER 498,231 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 498,231 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 2.3% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
4 |
of |
17 |
1 |
NAMES OF REPORTING PERSONS
ICS Opportunities II LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 93,130 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 93,130 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 93,130 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 0.4% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
5 |
of |
17 |
1 |
NAMES OF REPORTING PERSONS
ICS Opportunities, Ltd. |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Cayman Islands |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 394,501 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 394,501 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 394,501 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 1.8% |
12 | TYPE OF REPORTING PERSON CO |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
6 |
of |
17 |
1 |
NAMES OF REPORTING PERSONS
Integrated Assets, Ltd. |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Cayman Islands |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 39,922 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 39,922 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 39,922 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 0.2% |
12 | TYPE OF REPORTING PERSON CO |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
7 |
of |
17 |
1 |
NAMES OF REPORTING PERSONS
Millennium International Management LP |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 434,423 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 434,423 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 434,423 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 2.0% |
12 | TYPE OF REPORTING PERSON PN |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
8 |
of |
17 |
1 |
NAMES OF REPORTING PERSONS
Millennium Management LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 1,095,249 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 1,095,249 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,095,249 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 5.1% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
9 |
of |
17 |
1 |
NAMES OF REPORTING PERSONS
Millennium Group Management LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 1,095,249 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 1,095,249 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,095,249 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 5.1% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
10 |
of |
17 |
1 |
NAMES OF REPORTING PERSONS
Israel A. Englander |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 1,095,249 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 1,095,249 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,095,249 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 5.1% |
12 |
TYPE OF REPORTING
PERSON IN |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
11 |
of |
17 |
Item 1. | ||
|
(a) | Name of Issuer: |
|
||
|
American Superconductor Corporation, a Delaware corporation (the "Issuer") | |
|
||
|
(b) | Address of Issuers Principal Executive Offices: |
|
||
|
114 East Main Street | |
Item 2. |
(a) | Name of Person Filing: |
|
(b) | Address of Principal Business Office: |
|
(c) | Citizenship: |
|
Integrated Core Strategies (US) LLC c/o Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Integrated Assets II LLC c/o Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
ICS Opportunities II LLC c/o Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
ICS Opportunities, Ltd. c/o Millennium International Management LP 666 Fifth Avenue New York, New York 10103 Citizenship: Cayman Islands | |
|
||
|
Integrated Assets, Ltd. c/o Millennium International Management LP 666 Fifth Avenue New York, New York 10103 Citizenship: Cayman Islands | |
|
||
|
Millennium International Management LP 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Millennium Group Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Israel A. Englander c/o Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: United States | |
|
||
(d) | Title of Class of Securities: | |
common stock, par value $0.01 per share ("Common Stock") | ||
|
||
(e) | CUSIP Number: | |
030111207 |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
12 |
of |
17 |
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
|
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |||
|
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||
|
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||
|
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||
|
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
|
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
13 |
of |
17 |
|
(g) | o | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |||
|
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||
|
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||
|
(j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount Beneficially Owned
As of the close of business on June 21, 2019:
i) Integrated Core Strategies (US) LLC, a Delaware limited liability company ("Integrated Core Strategies"), beneficially owned 69,465 shares of the Issuers Common Stock;
ii) Integrated Assets II LLC, a Delaware limited liability company ("Integrated Assets II"), beneficially owned 498,231 shares of the Issuers Common Stock;
iii) ICS Opportunities II LLC, a Delaware limited liability company ("ICS Opportunities II"), beneficially owned 93,130 shares of the Issuers Common Stock;
iv) ICS Opportunities, Ltd., an exempted company organized under the laws of the Cayman Islands ("ICS Opportunities"), beneficially owned 394,501 shares of the Issuers Common Stock; and
v) Integrated Assets, Ltd., an exempted company organized under the laws of the Cayman Islands ("Integrated Assets"), beneficially owned 39,922 shares of the Issuers Common Stock, which collectively with the other foregoing reporting persons represented 1,095,249 shares of the Issuers Common Stock or 5.1% of the Issuers Common Stock outstanding.
Millennium International Management LP, a Delaware limited partnership ("Millennium International Management"), is the investment manager to ICS Opportunities and Integrated Assets and may be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and Integrated Assets
Millennium Management LLC, a Delaware limited liability company ("Millennium Management"), is the general partner of the managing member of Integrated Core Strategies, Integrated Assets II and ICS Opportunities II and may be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies, Integrated Assets II and ICS Opportunities II. Millennium Management is also the general partner of the 100% shareholder of ICS Opportunities and Integrated Assets and may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and Integrated Assets.
Millennium Group Management LLC, a Delaware limited liability company ("Millennium Group Management"), is the managing member of Millennium Management and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies, Integrated Assets II and ICS Opportunities II. Millennium Group Management is also the general partner of Millennium International Management and may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and Integrated Assets.
Israel A. Englander, a United States citizen ("Mr. Englander"), controls the managing member of Millennium Group Management and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies, Integrated Assets II, ICS Opportunities II, ICS Opportunities and Integrated Assets.
The foregoing should not be construed in and of itself as an admission by Millennium International Management, Millennium Management, Millennium Group Management or Mr. Englander as to beneficial ownership of the securities owned by Integrated Core Strategies, Integrated Assets II, ICS Opportunities II, ICS Opportunities or Integrated Assets, as the case may be.
(b) Percent of Class:
As of the close of business on June 21, 2019, Millennium Management, Millennium Group Management and Mr. Englander may be deemed to have beneficially owned 1,095,249 shares of the Issuers Common Stock or 5.1% of the Issuers Common Stock outstanding (see Item 4(a) above), which percentage was calculated based on 21,613,368 shares of the Issuers Common Stock outstanding as of June 7, 2019, as per the Issuers proxy statement dated June 20, 2019.
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
14 |
of |
17 |
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote-0-
(ii) Shared power to vote or to direct the vote
1,095,249 (See Item 4(b))
(iii) Sole power to dispose or to direct the disposition of
-0-
(iv) Shared power to dispose or to direct the disposition of
1,095,249 (See Item 4(b))
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o .
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group
See Exhibit I.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
15 |
of |
17 |
Exhibits:
Exhibit I: Joint Filing Agreement, dated as of June 21, 2019, by and among Integrated Core Strategies (US) LLC, Integrated Assets II LLC, ICS Opportunities II LLC, ICS Opportunities, Ltd., Integrated Assets, Ltd., Millennium International Management LP, Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander.
CUSIP
No. |
030111207 |
SCHEDULE 13G |
Page |
16 |
of |
17 | ||||
SIGNATURE |
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct.
Dated: June 21, 2019
INTEGRATED CORE STRATEGIES (US) LLC
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
INTEGRATED ASSETS II LLC
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner By: /s/ Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
ICS OPPORTUNITIES II LLC
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
ICS OPPORTUNITIES, LTD.
By: Millennium International Management LP,
its Investment Manager By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
INTEGRATED ASSETS, LTD.
By: Millennium International Management LP,
its Investment Manager By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
MILLENNIUM INTERNATIONAL MANAGEMENT LP
By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
MILLENNIUM MANAGEMENT LLC
By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
MILLENNIUM GROUP MANAGEMENT LLC
By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
/s/ Israel A. EnglanderIsrael A. Englander
CUSIP No. 030111207SCHEDULE 13G
Page 17of 17EXHIBIT I JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, par value $0.01 per share, of American Superconductor Corporation, a Delaware corporation, will be filed on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Dated: June 21, 2019
INTEGRATED CORE STRATEGIES (US) LLC
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner By: /s/ Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
INTEGRATED ASSETS II LLC
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner By: /s/ Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
ICS OPPORTUNITIES II LLC
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
ICS OPPORTUNITIES, LTD.
By: Millennium International Management LP,
its Investment Manager By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
INTEGRATED ASSETS, LTD.
By: Millennium International Management LP,
its Investment Manager By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
MILLENNIUM INTERNATIONAL MANAGEMENT LP
By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
MILLENNIUM MANAGEMENT LLC
By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
MILLENNIUM GROUP MANAGEMENT LLC
By: /s/Mark MeskinName: Mark Meskin
Title: Chief Trading Officer
/s/ Israel A. EnglanderIsrael A. Englander